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SOX / Compliance Services |
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At WS+B GA we
believe in using a multi-phased, enterprise wide approach
that is designed to help build the foundation for
satisfactory compliance and enable more efficient and
effective business decisions that will protect your
investors and valuable resources.
The five phases of our approach are:
Scoping and Planning
An initial study of existing internal controls and a
step-by-step action plan that addresses the key challenges
of ongoing compliance, resource planning, project schedules
and cost estimates.
Assess Controls at the Entity Level
An assessment of the Company’s control environment,
including identification of key business processes, policies
& procedures and significant business risks.
Evaluating Internal Controls at the
Transaction Level
An activity that identifies significant accounts, evaluates
and documents systems and controls for routine, non-routine
and estimation processes and provides a gap analysis against
the COSO or equivalent frameworks.
Testing & Reporting on the
Effectiveness of Internal Controls This phase
enables organizations to test all identified controls to
ensure effectiveness and allow management to take corrective
actions and remediate any control efficiencies.
Monitoring & Ensuring
Sustainability of the Compliance Effort An
evaluation of the continuing effectiveness of the Company’s
controls and systems, which helps management assess the
quality of internal control performance over time.
We blend a combination of personal interaction, functional
experience, proven methodology and system application
expertise, to provide a customized approach that addresses
the uniqueness of your organization and your specific needs
within the overall scope of Section 404. |
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